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Does the Corporate Transparency Act Affect You?
Starting January 1, 2024, there's a new law called the Corporate Transparency Act (CTA) that aims to stop illegal...
The 5 Secrets of Generational Wealth
Transcription: Hey, everybody! It's Dugan Kelley with Kelley Clarke. So glad you're here with us today, and I'm really...
Crucial Steps in Real Estate Syndication: From LOI to PSA Negotiations
In this video, we dive deep into the intricacies of property acquisition in real estate syndication. Tune in as we...
Moving from 506(b) to 506(c) in Real Estate Syndication
In this video, Dugan Kelly discusses the transition from a Regulation D Rule 506(b) offering to a Rule 506(c)...
Licensing and Legal Compliance in Real Estate Syndication!
Have you ever wondered if you need a license for your syndication endeavors? Dugan tackles this crucial question and...
7 Keys to a Successful Capital Call
In this video, Dugan Kelley of Kelley Clarke Law, known as "The Syndication Closer" shares with you his 7 keys to...
SEC Tightens Regulations Applicable to Private Fund Advisers
Managers and/or General Partners of Private Funds (1) should take steps to implement the updated rules as stated...
Regulation A: THE MINI-IPO
Heather and Company sell Sorority Dorm Stock? While visiting Heather’s apartment after a tennis match, Sue, Brenda,...
When does a Promissory Note become a Security?
Note defined: A note is a debt instrument –– a legal contract between a borrower and a creditor, evidencing an...
Can You Sell Securities without Registering as a Broker-Dealer?
Before I explain an exemption or exception to the rule, I always start with the general rule and purpose. ...
Hot or Not: Swipe Left or Right on New Stock Launches
Testing the Waters with Rule 241 The Securities Act of 1933 (“Act”) regulates securities transactions that involve...
Ruff Rolls & Gentle Strolls A Dog Bakery Advertises Stock Using Rule 506(c)
Your real or imaginary company might make a product, provide a service or invest in real estate. Let’s consider an...